Kimball International, Inc. |
(Name of Issuer) |
Class A Common Stock, $0.05 Par Value |
Class B Common Stock, $0.05 Par Value |
(Title of Class of Securities) |
Class A Common Stock: 494274 20 2 |
Class B Common Stock: 494274 10 3 |
(CUSIP Numbers) |
12/31/2012 |
(Date of Event Which Requires Filing of this Statement) |
CUSIP NO. Class A Common: 494274 20 2 Class B Common: 494274 10 3 | ||||
1. | Names of Reporting Persons. Douglas A. Habig | |||
2. | Check the Appropriate Box if a Member of a Group (See Instructions): | |||
(a) | ||||
(b) | ||||
3. | SEC Use Only | |||
4. | Citizenship or Place of Organization: USA | |||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power: Class A Common: 976,340 (a) Class B Common: 1,097,402 (b) | ||
6. | Shared Voting Power: Class A Common: 360,762 (a), (c) Class B Common: 555,183 (b), (c) | |||
7. | Sole Dispositive Power: Class A Common: 976,340 (a) Class B Common: 1,097,402 (b) | |||
8. | Shared Dispositive Power: Class A Common: 360,762 (a), (c) Class B Common: 555,183 (b), (c) | |||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: Class A Common: 1,337,102 (a), (c), (d) Class B Common: 1,652,585 (b), (c), (d) | |||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | |||
11. | Percent of Class Represented by Amount in Row 9: Class A Common: 16.1% (a), (c) Class B Common: 5.3% (b), (c) | |||
12. | Type of Reporting Person (See Instructions): IN |
(a) | Shares of Class A Common Stock of Kimball International, Inc. are convertible into Class B Common Stock on a share-for-share basis at any time pursuant to charter provisions. | |
(b) | Assumes the above reported shares of Class A Common Stock of Kimball International, Inc. are converted to Class B Common Stock and are therefore included in the number of shares of Class B Common Stock reported. | |
(c) | Includes shares owned by Mr. Douglas Habig's wife living in the same household as him. Also includes shares held in various trusts for which Mr. Douglas Habig serves as a co-trustee and shares held by a charitable foundation for which he serves as a director. | |
(d) | Mr. Douglas Habig disclaims beneficial ownership of any shares listed above of which he would not, but for Rule 13d-3 under the Securities Exchange Act of 1934, be deemed to be the beneficial owner. |
CUSIP NO. Class A Common: 494274 20 2 Class B Common: 494274 10 3 | ||||
1. | Names of Reporting Persons. John B. Habig | |||
2. | Check the Appropriate Box if a Member of a Group (See Instructions): | |||
(a) | ||||
(b) | ||||
3. | SEC Use Only | |||
4. | Citizenship or Place of Organization: USA | |||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power: Class A Common: 432,709 (a) Class B Common: 1,037,618 (b) | ||
6. | Shared Voting Power: Class A Common: 356,546 (a), (c) Class B Common: 523,333 (b), (c) | |||
7. | Sole Dispositive Power: Class A Common: 432,709 (a) Class B Common: 1,037,618 (b) | |||
8. | Shared Dispositive Power: Class A Common: 356,546 (a), (c) Class B Common: 523,333 (b), (c) | |||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: Class A Common: 789,255 (a), (c), (d) Class B Common: 1,560,951 (b), (c), (d) | |||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | |||
11. | Percent of Class Represented by Amount in Row 9: Class A Common: 9.5% (a), (c) Class B Common: 5.1% (b), (c) | |||
12. | Type of Reporting Person (See Instructions): IN |
(a) | Shares of Class A Common Stock of Kimball International, Inc. are convertible into Class B Common Stock on a share-for-share basis at any time pursuant to charter provisions. | |
(b) | Assumes the above reported shares of Class A Common Stock of Kimball International, Inc. are converted to Class B Common Stock and are therefore included in the number of shares of Class B Common Stock reported. | |
(c) | Includes shares owned by Mr. John Habig's wife. Also includes shares held in various trusts for which Mr. John Habig serves as a co-trustee. | |
(d) | Mr. John Habig disclaims beneficial ownership of any shares listed above of which he would not, but for Rule 13d-3 under the Securities Exchange Act of 1934, be deemed to be the beneficial owner. |
CUSIP NO. Class A Common: 494274 20 2 Class B Common: 494274 10 3 |
CUSIP NO. Class A Common: 494274 20 2 Class B Common: 494274 10 3 |
CUSIP NO. Class A Common: 494274 20 2 Class B Common: 494274 10 3 |
February 6, 2013 | |
/s/ Douglas A. Habig | |
DOUGLAS A. HABIG | |
February 6, 2013 | |
/s/ John B. Habig | |
JOHN B. HABIG |